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\pageno=5
\auteurcourant={M. BARNABEI}
\titrecourant={COMPOSITIONAL INVERSION}

\eightpoint
\leftline{Publ. I.R.M.A. Strasbourg, $\oldstyle 1984$, 229/S--08}
\leftline{Actes 8\emini\ S\'eminaire Lotharingien, p. 5--10}

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\let\it=\sl

\vskip 1.5cm
\centerline{{\bf COMPOSITIONAL INVERSION}}
\vskip 5pt
\centerline{{\bf OF TRIANGULAR SETS OF SERIES}}
\vskip 2.8mm
\centerline{\sevenrm BY}
\vskip 2.8mm
\centerline{{\petcap Marilena} BARNABEI}
\vskip 5mm
There are two possible definitions of formal Laurent series in
infinitely many variables : they can be requested to be
either series such that the set of their
monomials has an infimum, or series for
which the set of weights of their monomials has
a minimum : in this second case, it is necessary
to add a finiteness condition on monomials
of the same weight, in order to perform
products and, hence, compositions. So, we get 
two different algebras of Laurent series, say
$L^1$, $L^2$, which are not comparable.
$L^1$ has properties which are very similar to
those of the algebra of Laurent series in one
variable, and these properties have been
extensively studied in [1]. On the contrary, in
$L^2$ we find many pathological situations,
including the fact that it seems impossible to
characterize those sets of power series (namely,
series whose monomials have only positive exponents)
which can be composed with any Laurent series. 
Nevertheless, it is very natural to look for a
Lagrange-type inversion formula which allows us to
inverte such a ``simple'' set of series as
$(x_i+x_{2i}^2)$, $i\in  {\bf N}$. Here, we solve this problem
for a special class of sets of power series in
$L^2$, namely, triangular $P$-sets. Our result is
completely characteristic-free.

\vskip 5pt
Let ${\bf D}$ be the set of all maps
${\bf d} :{\bf N}\rightarrow {\bf Z}$ with finite support ; 
such maps will be called {\it degrees}. Sum and order relation
between degrees are defined pointwise. The
{\it weight} of a degree ${\bf d}$ is the integer
$w({\bf d}) :=\sum {\bf d}(i)$. Set
  $${\bf D}^+ :=\{ {\bf d}\in  {\bf D} ; {\bf d}\geq {\bf 0}\} $$
where ${\bf 0}$ is the zero-degree.

Let now ${\bf A}$ be a commutative integral domain
with unity, and let ${\bf U}$ denote the group
of units of ${\bf A}$. A {\it formal series in infinitely
many variables} over ${\bf A}$ will be a map
$\alpha  :{\bf D}\rightarrow {\bf A}$. 
We set $a_{{\bf d}} :=\alpha ({\bf d})= :
\langle {\bf d}\mid \alpha \rangle $ and write
$\alpha =\sum _{{\bf d}}a_{{\bf d}}\tau ^{\bf d}$,
where $\tau _1,\tau _2,\ldots$ are formal variables, and
$\tau ^{{\bf d}} :=\prod _n\tau _n^{{\bf d}(n)}$.

\vskip 5pt
A series $\alpha $ will be called a {\it Laurent series}
whenever :

1) for every $k\in  {\bf Z}$, the set
$\{ {\bf d}\in  {\bf D} ;
\langle {\bf d}\mid \alpha \rangle \not=
0\ {\rm and}\ w({\bf d})=k\} $
is finite, and

2) the set
$\{ w({\bf d}) ;{\bf d}\in  
{\bf D},\langle {\bf d}\mid \alpha \rangle \not=0\} $
has a minimum, which is called the {\it weight} of
$\alpha $ and will be denoted by $w(\alpha )$.
The weight of the zero series is meant as $+\infty $.

\vskip 5pt
Let $\alpha ,\beta $ be two Laurent series ; the {\it convolution
product} $\alpha \beta $ is defined as
  $$\alpha \beta  :=\sum _{{\bf d}}
\left(\sum _{{\bf f}}\langle {\bf f}\mid \alpha \rangle 
\langle {\bf d}-{\bf f}\mid \beta \rangle \right)\tau ^{{\bf d}} ;
$$
this makes sense, since the inner sums are
finite, and yields a Laurent series.

It is immediate that, under the usual pointwise
sum and the convolution product, the set
$L$ of all Laurent series turns out to be a 
commutative ${\bf A}$-algebra. It can be also proved
that $L$ is an integral domain, and for every
$\alpha ,\beta \in  L$, $w(\alpha ,\beta )=w(\alpha )+w(\beta )$. 
The identity element with respect to the product
will be denoted by $\upsilon $.
We explicitly note that the convolution
product $\alpha \beta $ is defined even if $\alpha $ is a
Laurent series and $\beta $ is any series satisfying
condition~2).

Straightforward computations show that a Laurent
series $\alpha $ admits multiplicative inverse
$\alpha ^{-1}$ whenever it has exactly one monomial
of minimum weight $\beta $. If this is the case,
setting $\alpha =\beta +\gamma $, we have 
  $$\alpha ^{-1}=\beta ^{-1}\sum _{n\geq 0}(-1)^n
\gamma ^n\beta ^{-n}.$$

A {\it power series} will be a Laurent series $\alpha $
such that $\langle {\bf d}\mid \alpha \rangle \not=0$ only for
${\bf d}\in  {\bf D}^+$. The set $P$ of all power series
is of course a subalgebra of $L$. 

A collection $\alpha :=(\alpha _i)$,
$i\in {\bf N} $, of power series
will be called a $P$-{\it set} whenever :

i) $w(\alpha _i)>0$ for every i ;

ii) for every degree ${\bf d}$, the set
$\{ i\in  {\bf N} ;\langle {\bf d}\mid \alpha _i\rangle \not=0\}$
is finite.

If $\alpha  :=(\alpha _i)$ is a $P$-set and
${\bf d}\in  {\bf D}$, set
$\alpha ^{{\bf d}} :=\sum _i\alpha _i^{{\bf d}(i)}$.

\vskip 5pt
Let now $\alpha  :=(\alpha _i)$ be a $P$-set, and $\beta $ a
Laurent series. The {\it composition} $\beta \circ \alpha $ is defined as
  $$\beta \circ \alpha  
:=\sum _{{\bf d}}\langle {\bf d}\mid \beta \rangle 
\alpha ^{{\bf d}}.$$
It is easily checked that the definition makes
sense and, moreover :

1) if $\beta $ is a power series, $\beta \circ \alpha $ is again a 
power series ;

2) if $\beta $ is a Laurent series, 
$\beta \circ \alpha $ is a series with minimum
weight (namely, a series satisfying condition 2)), but 
not, in general, a Laurent series : as an example, take
  $$\beta =\sum _{n\geq 2}\tau _n^{2n-2}/\tau _1^{n-1}$$
and $\alpha =(\alpha _i)$, with $\alpha _1=\tau _1^2$ and 
$\alpha _n=\tau _n$ for $n\geq 2$ ; then
  $$\beta \circ \alpha =\sum _{n\geq 2}
(\tau _n/\tau _1)^{2(n-1)}$$
and this is a series consisting of infinite monomials of
weight zero.
In the sequel, we will consider only compositions between
power series and $P$-sets.

\vskip 5pt
The {\it composition of two $P$-sets} $\alpha  :=(\alpha _i)$ and $\beta $
is defined as follows :
  $$\alpha \circ \beta  :=(\alpha _i\circ \beta ).$$
It is immediately seen that this gives an 
associative operation between $P$-sets, whose
identity element is the $P$-set $\tau  :=(\tau _i)$.

\vskip 5pt
We are now interested in those $P$-sets $\alpha $
which are invertible with respect to composition, 
namely, such that there exists another $P$-set
$\beta $ such that 
$\alpha \circ \beta =\tau =\beta \circ \alpha $. If this is 
the case, then $\beta $ is of course unique, and we call it the
{\it inverse set} of $\alpha $, denoting it by $\tilde\alpha $.
It is obvious that, if $\alpha  :=(\alpha _i)$ is an invertible 
$P$-set, then we must have 
$w(\alpha _i)=1$ for every i.
In order to study invertible $P$-sets, we begin with the 
following special case :

\th Proposition 2.1|Let $\alpha  :=(\alpha _i)$ be a $P$-set, with
  $$\alpha _i=a_i\tau _i+\hat \alpha _i,\quad a_i\in  {\bf U},\quad 
w(\hat \alpha _i)\geq 2,\quad i\in  {\bf N}.$$
Then, $\alpha $ is invertible.
\finth

Obviously, the same result holds also for
$P$-sets $\alpha  :=(\alpha _i)$ of the form
  $$\alpha _i=a_i\tau _{\sigma (i)}+\hat \alpha _i\quad \quad 
(a_i\in  {\bf U},\ w(\hat \alpha _i)\geq 2),$$
for some bijection $\sigma :{\bf N}\rightarrow {\bf N}$.

Let now $\alpha  :=(\alpha _i)$ be a $P$-set with $w(\alpha _i)=1$ for every i ;
the {\it linear part} of $\alpha $ will be the $P$-set
$\lambda  :=(\lambda _i)$, with
  $$\lambda _i :=\sum _{{\bf d} :w({\bf d})=1}
\langle {\bf d}\mid \alpha _i\rangle \tau ^{{\bf d}}
\qquad {\rm  for\ every}\ i.$$
A  $P$-set which coincides with its linear
part will be called a {\it linear} $P$-{\it set}.

There exist linear $P$-sets whose compositional
inverse consists of series not satisfying condition 1)
(so, they are not power series) : as an example, take
$\alpha _i :=\tau _i+\tau _{i+1},\quad i\in  {\bf N}$.
Then, it is easily checked that the set of series
  $$\beta _i :=\sum _{k\geq i}(-1)^{k+i}\tau _k,\quad i\in  {\bf N}$$
is the compositional inverse of $(\alpha _i)$, and each series
$\beta _i$ consists of infinitely many monomials of
weight one. On the other hand, we have :

\th Proposition 2|A $P$-set consisting of series
of weight one is invertible if and only
if its linear part is invertible.
\finth

In the sequel, we will be concerned with sets of power
series $\alpha  :=(\alpha _i)$, $i\in  {\bf N}$, such that :

1) $\alpha _i=a_i\tau _i+\hat \alpha _i$, with $a_i\in  {\bf U}$ and
$w(\hat\alpha _i)\geq 2$ ;

2) $\partial \alpha _i/\partial \tau _j=0$ for $i>j$, 
where $\partial /\partial \tau _j$
denotes the (formal) partial derivative with
respect to $\tau _j$.

Such sets of series are automatically $P$-sets,
and we will call them {\it triangular} $P$-{\it sets}.
By \pd PROPOSITION 2.1, every triangular
$P$-set is invertible.
If $\alpha  :=(\alpha _i)$ is a triangular $P$-set, set
  $$P(\alpha _i) :={\tau _i\over \alpha _i}
{\partial \alpha _i\over \partial \tau _i}\qquad
{\rm  for\ every}\ i\; ;$$
$P(\alpha _i)$ is a Laurent series of weight zero,
$\langle 0\mid P(\alpha _i)\rangle =1$, and in its monomials
$\tau _i$ is the only variable which can appear
with negative exponent.
Moreover, by definition, 
$\langle {\bf d}\mid P(\alpha _i)\rangle \not=0$ implies $i\leq \min \supp({\bf d})$.
Hence, setting $P(\alpha _i)=\upsilon +\gamma _i$, we have 
$\langle {\bf 0}\mid \gamma _i\rangle =0$ and, for every
$J\subseteq {\bf N}$, $J$ finite, 
$\langle {\bf d}\mid \prod _{j\in  J}\gamma _i\rangle \not=0$  
only if $j\leq \max \supp({\bf d})$ for every $j\in  J$.
This implies that the infinite product
  $$\prod _{i\in  {\bf N}}P(\alpha _i) 
:=\upsilon +\sum _{\emptyset \not=J\subseteq {\bf N}}
\prod _{j\in  J}\gamma _j\qquad
(J\ {\rm finite})$$
is well-defined. We set
  $$P(\alpha ) :=\prod _{i\in  {\bf N}}P(\alpha _i).$$
By previous remarks, for every ${\bf d}\in  {\bf D}$, we have :
  $$\langle {\bf d}\mid P(\alpha )\rangle =\langle {\bf d}\mid \prod _{i\leq a}P(\alpha _i)\rangle $$
with $a :=\max \supp({\bf d})$.
We note explicitly that $P(\alpha )$ is a series, but not, 
in general, a Laurent series : for example, if
$\alpha _i :=\tau _i(\upsilon +\tau _j)^{-1}$, we have
$P(\alpha _i)=(\upsilon +\tau _i)^{-1}$, and $P(\alpha )$ has infinitely
many monomials of given weight.
Nevertheless, $P(\alpha )$ can be multiplied by any
Laurent series, since it has a minimum weight.

\th Lemma|Let $\alpha  :=(\alpha _i)$ be a triangular
$P$-set ; then, for every ${\bf d}\in  {\bf D}$,
$$\langle {\bf 0}\mid \alpha ^{{\bf d}}P(\alpha )\rangle 
=\delta _{{\bf 0},{\bf d}}.$$
\finth

\th Theorem 2 ({\rm Lagrange inversion formula})|Let
$\alpha  :(\alpha _i)$ be a triangular $P$-set, and
$\tilde \alpha  :=(\tilde \alpha _i)$ its compositional
inverse ; then, for every ${\bf d}\in  {\bf D}$,
  $$\langle {\bf d}\mid \tilde \alpha _i\rangle 
=\langle -{\bf e}_i\mid \alpha ^{-{\bf d}}P(\alpha )\rangle .$$
In particular, $\tilde \alpha $ is again a triangular $P$-set.
\finth

In [2], A. \pc JOYAL|, defines a composition between
two power series in infinitely many variables,
associating to any power series a set of
series in a canonical way. As an example, we
will translate this definition in our
terminology, and derive an inversion formula for 
such sets of series.

For any fixed $n\in  {\bf N}$ let $\tau (n)$ be the $P$-set
  $$\tau (n) :=(\tau _n,\tau _{2n},\ldots\,).$$
It is evident that
$\tau (k)\circ \tau (n)=\tau (kn)$ for every $k,n\in  {\bf N}$.
Let now $\alpha $ be any power series ; the 
{\it canonical set} associated to $\alpha $ will be the
set $(\alpha \circ \tau (n))$, $n\in  {\bf N}$.
It is immediately seen that the canonical
set associated to a series $\alpha $ is a $P$-set
if and only if $w(\alpha )\rangle 0$. Moreover, if a
canonical set $\alpha $ is invertible, its inverse
is again a canonical set :

\th Proposition 5.1|Let $\alpha $ be a power series whose canonical 
set $\alpha $ admits the inverse $\beta  :=(\beta _n)$ ; then, 
$\beta $ is the canonical set associated to~$\beta _1$.
\finth


\th Theorem 3|Let $\alpha =a\tau _1+\hat \alpha $, $a\in  {\bf U}$ and
$w(\hat \alpha )\geq 2$, be a power series with canonical set
$\alpha $, and let $\beta $ be the power series whose canonical
set is the compositional inverse of $\alpha $ ; then
  $$\langle {\bf d}\mid \beta \rangle =
\langle -{\bf e}_1\mid \prod _{k\geq 1}\bigl(\alpha ^{-{\bf d}(k)}
P(\alpha )\bigr)\circ \tau (k)\rangle $$
where 
  $$P(\alpha ) 
:={\tau _1\over \alpha }{\partial \alpha \over \partial \tau _1}.
$$
\finth

\vfill\eject

\vglue 44pt
\eightpoint
\centerline{REFERENCES}
\nobreak
\vskip 10pt
\divers 1|\pd BARNABEI (M.), \pd BRINI (A.) and \pd NICOLETTI 
(G.)|A General Umbral Calculus in infinitely
many variables, to appear in
{\sl Advances in Math}|
\article 2|\pd JOYAL (A.)|Une th\'eorie combinatoire des s\'eries
formelles|Advances in Math.|42|1981|1--82|
\divers 3|\pd BARNABEI (M.)|A Lagrange inversion formula
for triangular sets of series, to appear|

\tenpoint
\adresse
{\petcap {\rm Marilena} Barnabei},
Dipartimento di matematica,
Piazza di Porta San Donato 5, 
Universit\`a di Bologna, 
I-40127 Bologna, Italie

\fin

\bye

